Introduction
The Chairman of Securities and Exchange Commission (SEC) Elisse B. Walter recently stated that, “while it not permissible to avert each technological error which are perpetrated by market participants, it eminent that we guarantee that our policies are engineered to inhibit their effects on our economy and in due course our investors.” This came in the wake of proposing of the new regulations that required principle market participants to adapt comprehensive procedure and rules to protect their technological systems. The proposed regulations were geared at promoting system compliance and integrity that sourced to replace the traditional voluntary compliance program which offered security to system technology vulnerabilities (Hazen, 2003).
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